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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2026-02-04
  • IN RA
    APPROVED
    Since 2026-02-04

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Carmel, IN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Altamonte Springs FL 12/2012 06/2025
Fidelity Personal And Workplace Advisors Boston MA 07/2018 06/2025
Fidelity Investments Boston MA 03/2025 06/2025
Fisher Investments Plano TX 06/2025 12/2025
Empower Financial Services, Inc Greenwood Village CO 01/2026 Present
Empower Advisory Group, Llc Greenwood Village CO 01/2026 Present
  • 12/2012 → 06/2025
    Fidelity Brokerage Services Llc
    Altamonte Springs, FL
  • 07/2018 → 06/2025
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 03/2025 → 06/2025
    Fidelity Investments
    Boston, MA
  • 06/2025 → 12/2025
    Plano, TX
  • 01/2026 → Present
    Empower Financial Services, Inc
    Greenwood Village, CO
  • 01/2026 → Present
    Greenwood Village, CO
Previous Registrations
  • 2025-06-30 → 2025-12-16
    Plano, TX
    Carmel, IN
  • 2025-03-31 → 2025-06-12
    Indianapolis, IN
    Carmel, IN
    Boston, MA
  • 2018-07-13 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Boston, MA
    Indianapolis, IN
    Carmel, IN
  • 2013-02-25 → 2018-07-13
    Altamonte Springs, FL
  • 2012-01-03 → 2012-11-05
    Indianapolis, IN
  • 2010-01-07 → 2011-12-31
    Indianapolis, IN
    Indianapolis, IN
    Fishers (Indianapolis), IN
    Indianapolis, IN
    Indianapolis, IN
  • 2007-04-09 → 2009-12-01
    Chase Investment Services Corp.
    Bloomington, IN
    Indianapolis, IN
    Indianapolis, IN
    Fishers, IN
Other Businesses

Carneys Castles LLC Passive owner of 1 rental townhome. Will have professional investment property manager take care of everything. Total hours per month 1

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-04-02
S63 Uniform Securities Agent State Law Examination 1999-01-18
  • S65 Uniform Investment Adviser Law Examination
    2007-04-02
  • S63 Uniform Securities Agent State Law Examination
    1999-01-18
Designations
  • Certified Financial Planner
Other Names
  • Tom Carney
  • Thomas Matthew Carney
  • Thomas M Carney

View on SEC IAPD

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