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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-03-06 |
| TX | RA | APPROVED | 2024-03-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | Carol Stream | IL | 11/2013 | 12/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Lincolnshire | IL | 12/2022 | 03/2024 |
| Bank Of America, N.A. | Lincolnshire | IL | 12/2022 | 03/2024 |
| J.P. Morgan Securities Llc | Hoffman Estates | IL | 03/2024 | Present |
| Jpmorgan Chase Bank, N.A. | Hoffman Estates | IL | 03/2024 | Present |
| J.P. Morgan Securities Llc | Carol Stream | IL | 03/2017 | 12/2022 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-07-28 |
| S63 | Uniform Securities Agent State Law Examination | 2017-05-11 |
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