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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2023-09-05 |
| TX | RA | APPROVED | 2023-09-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| E*Trade Securities Llc | Alpharetta | GA | 03/2017 | 11/2019 |
| Gc&E Systems Group | Norcross | GA | 09/2015 | 03/2017 |
| E*Trade Capital Management Llc | Alpharetta | GA | 10/2019 | 11/2019 |
| E*Trade Securities Llc | Alpharetta | GA | 11/2019 | Present |
| E*Trade Capital Management Llc | Alpharetta | GA | 11/2019 | Present |
| Morgan Stanley | Alpharetta | GA | 03/2023 | Present |
| Morgan Stanley | Alpharetta | GA | 09/2023 | Present |
| Morgan Stanley | Alpharetta | GA | 09/2023 | Present |
*502370 : Exam FX ; Investment related : No; Leawood ; Kansas ; Education ; Securities Instructor(proprietor, partner, officer, director, employee, trustee, agent) ; 6/2022 ; During business hours : 0 ; After business hours : 20 ; teaching
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-01-03 |
| S63 | Uniform Securities Agent State Law Examination | 2017-04-26 |
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