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103 Albert Street, Torrington, CT 06790 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2017-03-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Barron Financial Group, Llc | Torrington | CT | 03/2017 | Present |
| Uconn Athletics | Storrs | CT | 08/2014 | 02/2017 |
1)Burlington Chamber of Commerce; Not Investment-Related; PO Box 1179, Burlington, CT 06013 (no physical address); Past President/Board Member; September 2020; 15-25 hours per month; 1-2 hours during trading hours; Membership, marketing, development, retention, and outreach efforts of the local chamber of commerce. 2) Central Connecticut Chamber of Commerce; Not Investment-Related; 440 N. Main Street, Bristol, CT 06010; Board Member; June 2023; 5 hours per month; 1-2 hours during trading hours; Membership, marketing, development, retention, and outreach efforts of the local chamber of commerce. 3 ) Northwest Community Bank Foundation Board of Directors; Not Investment-Related; 416 Winsted Road, Torrington, CT 06790; Philanthropic/Community Service; Board Member; January 2025; 5 hours per month; 1-2 hours during trading hours; Review of submitted requests for funds from local community non-profit organizations. Committee approval results in grants issued from the Foundation's General Fund.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-02-27 |
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