Janet Ellen Dember

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-03-21
CA	RA	APPROVED	2021-07-21
CT	RA	APPROVED	2021-07-21
FL	RA	APPROVED	2021-07-21
LA	RA	APPROVED	2021-07-21
MI	RA	APPROVED	2021-07-21
NM	RA	APPROVED	2021-07-21
NC	RA	APPROVED	2021-07-21
PA	RA	APPROVED	2021-07-21
RI	RA	APPROVED	2021-07-21
SC	RA	APPROVED	2021-07-21
VA	RA	APPROVED	2021-07-21

TX RA
APPROVED_RES

Since 2025-03-21
CA RA
APPROVED

Since 2021-07-21
CT RA
APPROVED

Since 2021-07-21
FL RA
APPROVED

Since 2021-07-21
LA RA
APPROVED

Since 2021-07-21
MI RA
APPROVED

Since 2021-07-21
NM RA
APPROVED

Since 2021-07-21
NC RA
APPROVED

Since 2021-07-21
PA RA
APPROVED

Since 2021-07-21
RI RA
APPROVED

Since 2021-07-21
SC RA
APPROVED

Since 2021-07-21
VA RA
APPROVED

Since 2021-07-21

Branch Locations

One Torrington Ofc Plz Ste 304, Torrington, CT 06790 • United States

Charleston, SC • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Waddell & Reed, Inc.	Torrington	CT	02/1985	07/2021
Various Insurance Carriers For W & R Insurance Agencies	Goshen	CT	03/1985	07/2021
Janet E. Dember Income Tax Service	Turrington	CT	01/1993	07/2021
Lpl Financial Llc	Hamden	CT	07/2021	Present

02/1985 → 07/2021

Waddell & Reed, Inc.

Torrington, CT
03/1985 → 07/2021

Various Insurance Carriers For W & R Insurance Agencies

Goshen, CT
01/1993 → 07/2021

Janet E. Dember Income Tax Service

Turrington, CT
07/2021 → Present

Lpl Financial Llc

Hamden, CT

Previous Registrations

1997-05-30 → 2021-07-21

Waddell & Reed

Torrington, CT

Hamden, CT

Torrington, CT

Other Businesses

1) 01/1993 - Tax Prep/Accounting/CPA / JANET E DEMBER INCOME TAX PREPARATION / Investment Related / 10Hrs/Mo / Torrington, CT 06790 2) 07/08/2021 - DBA for LPL Business (entity for LPL business) / Dember Wealth Solutions / Investment Related / Torrington, CT 06790 3) 07/2021 - Non-Variable Insurance / Janet Dember / Investment Related / Torrington, CT 06790

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2002-10-29
S65	Uniform Investment Adviser Law Examination	1997-04-16

S63 Uniform Securities Agent State Law Examination

2002-10-29
S65 Uniform Investment Adviser Law Examination

1997-04-16

Other Names

Janet Ellen Dember
Janet Ellen Nichols
Janet Dember

View on SEC IAPD