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Mikayla Joanine Bates

LPl Enterprise, LLC

Baton Rouge, LA

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2024-11-14
TX RA APPROVED 2024-11-14
  • LA RA
    APPROVED
    Since 2024-11-14
  • TX RA
    APPROVED
    Since 2024-11-14

Branch Locations

3054 Monterrey Drive, Baton Rouge, LA 70814 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Student Baton Rouge LA 10/2014 05/2019
Northwestern Mutual Life Insurance Company Milwaukee WI 06/2017 06/2021
Northwestern Mutual Investment Services Llc Metairie LA 10/2019 06/2021
Sigma Financial Corporation Ann Arbor MI 01/2022 01/2023
Self-Employed Baton Rouge LA 06/2021 01/2022
Pruco Securities, Llc Baton Rouge LA 02/2023 11/2024
The Prudential Insurance Company Of America Baton Rouge LA 02/2023 Present
Lpl Enterprise, Llc Baton Rouge LA 11/2024 Present
  • 10/2014 → 05/2019
    Student
    Baton Rouge, LA
  • 06/2017 → 06/2021
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 10/2019 → 06/2021
    Northwestern Mutual Investment Services Llc
    Metairie, LA
  • 01/2022 → 01/2023
    Sigma Financial Corporation
    Ann Arbor, MI
  • 06/2021 → 01/2022
    Self-Employed
    Baton Rouge, LA
  • 02/2023 → 11/2024
    Baton Rouge, LA
  • 02/2023 → Present
    The Prudential Insurance Company Of America
    Baton Rouge, LA
  • 11/2024 → Present
    Baton Rouge, LA
Previous Registrations
  • 2024-03-04 → 2024-11-14
    Metairie, LA
    Baton Rouge, LA
    Baton Rouge, LA
    Baton Rouge, LA
Other Businesses

1) 11/14/2024 - Chosen Financial - This is an OBA that is also my DBA with Prudential. It goes hand in hand with that I do at Prudential - DBA for LPL Business (entity for LPL business) - Inv Related - At BATON ROUGE, LA - Start Date 01/04/2024 - 200hrs/mth - 112hrs/mth During Trading 2) 11/14/2024 - The North Baton Rouge Chamber of Commerce - My role is to service the President in any of her needs as well as member engagement and retention - Non-Profit Board Member - Non Inv Related - At BATON ROUGE, LA - Start Date 01/15/2022 - 20hrs/mth - 0hrs/mth During Trading 3) 11/14/2024 - The Chosen Generation - I spread the gospel about Jesus and speak at many churches, online, and in-person - Speaker/ Seminar/ Workshops - Non Inv Related - At BATON ROUGE, LA - Start Date 04/14/2020 - 10hrs/mth - 0hrs/mth During Trading 4) 07/08/2025-Prudential Sponsored Non-Variable Insurance-Non-Variable Insurance/Insurance Agency-Inv related-At reported business location(s)

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-02-29
S63 Uniform Securities Agent State Law Examination 2020-08-05
  • S65 Uniform Investment Adviser Law Examination
    2024-02-29
  • S63 Uniform Securities Agent State Law Examination
    2020-08-05
Other Names
  • Mikayla Joanine Bates
  • Mikayla Joanine' Bates
  • Mikayla Bates

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