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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED | 2024-11-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Student | Baton Rouge | LA | 10/2014 | 05/2019 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 06/2017 | 06/2021 |
| Northwestern Mutual Investment Services Llc | Metairie | LA | 10/2019 | 06/2021 |
| Sigma Financial Corporation | Ann Arbor | MI | 01/2022 | 01/2023 |
| Self-Employed | Baton Rouge | LA | 06/2021 | 01/2022 |
| Pruco Securities, Llc | Baton Rouge | LA | 02/2023 | 11/2024 |
| The Prudential Insurance Company Of America | Baton Rouge | LA | 02/2023 | Present |
| Lpl Enterprise, Llc | Baton Rouge | LA | 11/2024 | Present |
1) 11/14/2024 - Chosen Financial - This is an OBA that is also my DBA with Prudential. It goes hand in hand with that I do at Prudential - DBA for LPL Business (entity for LPL business) - Inv Related - At BATON ROUGE, LA - Start Date 01/04/2024 - 200hrs/mth - 112hrs/mth During Trading 2) 11/14/2024 - The North Baton Rouge Chamber of Commerce - My role is to service the President in any of her needs as well as member engagement and retention - Non-Profit Board Member - Non Inv Related - At BATON ROUGE, LA - Start Date 01/15/2022 - 20hrs/mth - 0hrs/mth During Trading 3) 11/14/2024 - The Chosen Generation - I spread the gospel about Jesus and speak at many churches, online, and in-person - Speaker/ Seminar/ Workshops - Non Inv Related - At BATON ROUGE, LA - Start Date 04/14/2020 - 10hrs/mth - 0hrs/mth During Trading 4) 07/08/2025-Prudential Sponsored Non-Variable Insurance-Non-Variable Insurance/Insurance Agency-Inv related-At reported business location(s)
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-02-29 |
| S63 | Uniform Securities Agent State Law Examination | 2020-08-05 |
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