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Current Employers
Td Private Client Wealth Llc

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
SD RA APPROVED 2024-05-08
AZ RA APPROVED 2024-03-07
MI RA APPROVED 2024-03-05
RI RA APPROVED 2024-02-28
DE RA APPROVED 2024-02-27
IL RA APPROVED 2024-02-22
SC RA APPROVED 2024-02-22
WV RA APPROVED 2024-02-22
ID RA APPROVED 2024-02-21
MS RA APPROVED 2024-02-21
MT RA APPROVED 2024-02-21
ND RA APPROVED 2024-02-21
WY RA APPROVED 2024-02-21
AL RA APPROVED 2024-02-20
AK RA APPROVED 2024-02-20
AR RA APPROVED 2024-02-20
CO RA APPROVED 2024-02-20
HI RA APPROVED 2024-02-20
KY RA APPROVED 2024-02-20
ME RA APPROVED 2024-02-20
MO RA APPROVED 2024-02-20
OK RA APPROVED 2024-02-20
PA RA APPROVED 2024-02-20
TX RA APPROVED_RES 2024-02-20
VT RA APPROVED 2024-02-20
FL RA APPROVED 2024-02-19
GA RA APPROVED 2024-02-19
IA RA APPROVED 2024-02-19
LA RA APPROVED 2024-02-19
NC RA APPROVED 2024-02-19
WI RA APPROVED 2024-02-19
CA RA APPROVED 2024-02-16
CT RA APPROVED 2024-02-16
IN RA APPROVED 2024-02-16
KS RA APPROVED 2024-02-16
MD RA APPROVED 2024-02-16
MN RA APPROVED 2024-02-16
NE RA APPROVED 2024-02-16
NV RA APPROVED 2024-02-16
NH RA APPROVED 2024-02-16
NJ RA APPROVED 2024-02-16
NM RA APPROVED 2024-02-16
NY RA APPROVED 2024-02-16
OH RA APPROVED 2024-02-16
OR RA APPROVED 2024-02-16
UT RA APPROVED 2024-02-16
VA RA APPROVED 2024-02-16
WA RA APPROVED 2024-02-16
  • SD RA
    APPROVED
    Since 2024-05-08
  • AZ RA
    APPROVED
    Since 2024-03-07
  • MI RA
    APPROVED
    Since 2024-03-05
  • RI RA
    APPROVED
    Since 2024-02-28
  • DE RA
    APPROVED
    Since 2024-02-27
  • IL RA
    APPROVED
    Since 2024-02-22
  • SC RA
    APPROVED
    Since 2024-02-22
  • WV RA
    APPROVED
    Since 2024-02-22
  • ID RA
    APPROVED
    Since 2024-02-21
  • MS RA
    APPROVED
    Since 2024-02-21
  • MT RA
    APPROVED
    Since 2024-02-21
  • ND RA
    APPROVED
    Since 2024-02-21
  • WY RA
    APPROVED
    Since 2024-02-21
  • AL RA
    APPROVED
    Since 2024-02-20
  • AK RA
    APPROVED
    Since 2024-02-20
  • AR RA
    APPROVED
    Since 2024-02-20
  • CO RA
    APPROVED
    Since 2024-02-20
  • HI RA
    APPROVED
    Since 2024-02-20
  • KY RA
    APPROVED
    Since 2024-02-20
  • ME RA
    APPROVED
    Since 2024-02-20
  • MO RA
    APPROVED
    Since 2024-02-20
  • OK RA
    APPROVED
    Since 2024-02-20
  • PA RA
    APPROVED
    Since 2024-02-20
  • TX RA
    APPROVED_RES
    Since 2024-02-20
  • VT RA
    APPROVED
    Since 2024-02-20
  • FL RA
    APPROVED
    Since 2024-02-19
  • GA RA
    APPROVED
    Since 2024-02-19
  • IA RA
    APPROVED
    Since 2024-02-19
  • LA RA
    APPROVED
    Since 2024-02-19
  • NC RA
    APPROVED
    Since 2024-02-19
  • WI RA
    APPROVED
    Since 2024-02-19
  • CA RA
    APPROVED
    Since 2024-02-16
  • CT RA
    APPROVED
    Since 2024-02-16
  • IN RA
    APPROVED
    Since 2024-02-16
  • KS RA
    APPROVED
    Since 2024-02-16
  • MD RA
    APPROVED
    Since 2024-02-16
  • MN RA
    APPROVED
    Since 2024-02-16
  • NE RA
    APPROVED
    Since 2024-02-16
  • NV RA
    APPROVED
    Since 2024-02-16
  • NH RA
    APPROVED
    Since 2024-02-16
  • NJ RA
    APPROVED
    Since 2024-02-16
  • NM RA
    APPROVED
    Since 2024-02-16
  • NY RA
    APPROVED
    Since 2024-02-16
  • OH RA
    APPROVED
    Since 2024-02-16
  • OR RA
    APPROVED
    Since 2024-02-16
  • UT RA
    APPROVED
    Since 2024-02-16
  • VA RA
    APPROVED
    Since 2024-02-16
  • WA RA
    APPROVED
    Since 2024-02-16

Branch Locations

225 Daniel Webster Highway Dw Plaza, Nashua, NH 03060 • United States

9000 Atrium Way, Mount Laurel, NJ 08054 • United States

Hudson, NH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
St Joseph Hospital Internal Medicine Nashua NH 10/2016 02/2017
Fidelity Brokerage Services, Llc Merrimack NH 03/2017 11/2019
Unemployed Hudson NH 08/2016 10/2016
Santander Bank, Na Boston MA 02/2020 12/2021
Santander Securities, Llc Dorchester MA 02/2020 12/2021
Unemployed Hudson NH 11/2019 02/2020
Td Private Client Wealth Llc Manchester NH 12/2021 10/2023
Td Bank N.A. Manchester NH 12/2021 10/2023
Td Bank N.A. Hudson NH 02/2024 Present
Unemployed Hudson NH 10/2023 02/2024
Td Private Client Wealth Llc Hudson NH 02/2024 Present
  • 10/2016 → 02/2017
    St Joseph Hospital Internal Medicine
    Nashua, NH
  • 03/2017 → 11/2019
    Fidelity Brokerage Services, Llc
    Merrimack, NH
  • 08/2016 → 10/2016
    Unemployed
    Hudson, NH
  • 02/2020 → 12/2021
    Santander Bank, Na
    Boston, MA
  • 02/2020 → 12/2021
    Santander Securities, Llc
    Dorchester, MA
  • 11/2019 → 02/2020
    Unemployed
    Hudson, NH
  • 12/2021 → 10/2023
    Manchester, NH
  • 12/2021 → 10/2023
    Td Bank N.A.
    Manchester, NH
  • 02/2024 → Present
    Td Bank N.A.
    Hudson, NH
  • 10/2023 → 02/2024
    Unemployed
    Hudson, NH
  • 02/2024 → Present
    Hudson, NH
Previous Registrations
  • 2022-07-07 → 2023-10-12
    Nashua, NH
    Mount Laurel, NJ
    Manchester, NH
    Manchester, NH
    Bedford, NH
    Manchester, NH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-02-03
S63 Uniform Securities Agent State Law Examination 2017-09-14
  • S66 Uniform Combined State Law Examination
    2022-02-03
  • S63 Uniform Securities Agent State Law Examination
    2017-09-14
Other Names
  • Karen Ann Byrne
  • Karen Ann Fillmore
  • Karen Ann King
  • Karen Byrne
  • Karen A Byrne

View on SEC IAPD

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