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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2026-07-02 |
| TX | RA | APPROVED_RES | 2026-07-02 |
Branch Locations
6300 Riverside Plaza Lane, Albuquerque, NM 87120 • United States
4707 Executive Dr, San Diego, CA 92121-3091 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Brokerage Services Llc | Albuquerque | NM | 03/2017 | 07/2018 |
| Fidelity Investments Institutional Operations Company, Inc. | Albuquerque | NM | 09/2016 | 03/2017 |
| New Mexico Highlands University | Albuquerque | NM | 04/2014 | 09/2016 |
| Fidelity Personal And Workplace Advisors | Boston | MA | 07/2018 | 07/2018 |
| Edward Jones | St.LOuis | MO | 07/2018 | 10/2019 |
| Fidelity Brokerage Services Llc | Albuquerque | NM | 01/2020 | 05/2026 |
| Fidelity Investments | Boston | MA | 03/2025 | 05/2026 |
| Lpl Financial Llc | Albuquerque | NM | 07/2026 | Present |
1. 06/2026 - FPR FINANCIAL - DBA for LPL Business (entity for LPL business) - Inv Related – 160 Hour(s)/Month – 160 Hour(s) During Trading – At Reported business location(s) – OBA Start Date: 7/1/2026
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-05-18 |
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