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Brian Patrick Ard

Charles Schwab & Co., Inc.

Omaha, NE

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2022-10-05
  • NE RA
    APPROVED
    Since 2022-10-05

Branch Locations

200 S. 108 Ave, Omaha, NE 68154 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Omaha NE 03/2017 12/2022
Scholfield Corporate, Llc Wichita KS 07/2016 11/2016
The Ymca Of Wichita Kansas Wichita KS 10/2016 02/2017
Air Capital Finance, Inc. Wichita KS 12/2016 01/2017
Charles Schwab And Co., Inc. Omaha NE 12/2022 Present
  • 03/2017 → 12/2022
    Td Ameritrade
    Omaha, NE
  • 07/2016 → 11/2016
    Scholfield Corporate, Llc
    Wichita, KS
  • 10/2016 → 02/2017
    The Ymca Of Wichita Kansas
    Wichita, KS
  • 12/2016 → 01/2017
    Air Capital Finance, Inc.
    Wichita, KS
  • 12/2022 → Present
    Charles Schwab And Co., Inc.
    Omaha, NE
Previous Registrations
  • 2017-10-23 → 2022-10-14
    Td Ameritrade, Inc.
    Omaha, NE
    Omaha, NE
  • 2017-10-23 → 2019-07-01
    Td Ameritrade Investment Management, Llc
    200 South 108Th Avenue, NE
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-10-20
S63 Uniform Securities Agent State Law Examination 2017-04-25
  • S66 Uniform Combined State Law Examination
    2017-10-20
  • S63 Uniform Securities Agent State Law Examination
    2017-04-25
Other Names
  • Brian Ard

View on SEC IAPD

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Other Offices

EQUITABLE ADVISORS, LLC · OMAHA, NE
EQUITABLE ADVISORS, LLC · OMAHA, NE
MML INVESTORS SERVICES, LLC · Omaha, NE
AMERIPRISE FINANCIAL SERVICES, LLC · OMAHA, NE
CETERA INVESTMENT ADVISERS LLC · OMAHA, NE
LPL ENTERPRISE, LLC · OMAHA, NE
PFS INVESTMENTS INC. · OMAHA, NE
PFS INVESTMENTS INC. · Omaha, NE

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