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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2024-12-05 |
| TX | RA | APPROVED | 2024-12-04 |
Branch Locations
Saratoga Springs, UT • United States
200 West Civic Center Drive, Sandy, UT 84070 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| E*Trade Securities Llc | Sandy | UT | 03/2017 | 02/2021 |
| Utah Imports Inc | Salt Lake City | UT | 09/2016 | 02/2017 |
| Ebay | Draper | UT | 07/2016 | 09/2016 |
| E*Trade Securities Llc | Sandy | UT | 02/2021 | 09/2023 |
| Morgan Stanley | Sandy | UT | 03/2023 | Present |
| Morgan Stanley | Sandy | UT | 09/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-12-01 |
| S63 | Uniform Securities Agent State Law Examination | 2017-04-25 |
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