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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-10-02 |
| IL | RA | APPROVED | 2023-09-05 |
Branch Locations
Tinley Park, IL • United States
200 West Civic Center Drive, Sandy, UT 84070 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northern Trust Securities, Inc | Chicago | IL | 02/2007 | 12/2020 |
| Vision Invesstment Services, Inc. | Rosemont | IL | 02/2008 | 12/2020 |
| Northern Trust Bank | Park Ridge | IL | 01/2009 | 12/2020 |
| E*Trade Securities Llc | Tinley Park | IL | 03/2021 | Present |
| E*Trade Capital Management Llc | Tinley Park | IL | 03/2021 | Present |
| Uber | Tinley Park | IL | 08/2018 | 01/2019 |
| Morgan Stanley | Tinley Park | IL | 11/2022 | Present |
| Morgan Stanley | Sandy | UT | 09/2023 | Present |
| Morgan Stanley | Sandy | UT | 09/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-03-23 |
| S65 | Uniform Investment Adviser Law Examination | 2002-11-14 |
| S63 | Uniform Securities Agent State Law Examination | 1998-12-17 |
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