Tony Mark Stevens

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-09-05

TX RA
APPROVED

Since 2023-09-05

Branch Locations

Wylie, TX • United States

200 West Civic Center Drive, Sandy, UT 84070 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
E*Trade Securities Llc	Dallas	TX	01/2008	11/2016
E*Trade Capital Management Llc	Dallas	TX	01/2008	11/2016
E*Trade Securities Llc	Dallas	TX	11/2016	02/2020
E*Trade Capital Management, Llc	Dallas	TX	11/2016	02/2020
E*Trade Capital Management Llc	Dallas	TX	02/2020	06/2020
E*Trade Securities Llc	Dallas	TX	02/2020	06/2020
E*Trade Securities Llc	Sandy	UT	06/2020	Present
E*Trade Capital Management Llc	Sandy	UT	06/2020	Present
Morgan Stanley	Sandy	UT	03/2023	Present
Morgan Stanley	Sandy	UT	09/2023	Present

01/2008 → 11/2016

E*Trade Securities Llc

Dallas, TX
01/2008 → 11/2016

E*Trade Capital Management Llc

Dallas, TX
11/2016 → 02/2020

E*Trade Securities Llc

Dallas, TX
11/2016 → 02/2020

E*Trade Capital Management, Llc

Dallas, TX
02/2020 → 06/2020

E*Trade Capital Management Llc

Dallas, TX
02/2020 → 06/2020

E*Trade Securities Llc

Dallas, TX
06/2020 → Present

E*Trade Securities Llc

Sandy, UT
06/2020 → Present

E*Trade Capital Management Llc

Sandy, UT
03/2023 → Present

Morgan Stanley

Sandy, UT
09/2023 → Present

Morgan Stanley

Sandy, UT

Previous Registrations

2009-06-01 → 2023-09-05

Harrisdirect Llc

Arlington, VA

Dallas, TX

Dallas, TX

Wylie, TX
2002-09-27 → 2003-09-22

E*Trade Advisory Services, Inc.

Arlington, TX

Other Businesses

*460805 - KB&T Stevens, LLC; Investment related - Yes; Wylie, Texas; Agriculture; Partner (proprietor, partner, officer, director, employee, trustee, agent); 10/2020; During business hours: 0; After business hours: 4; Property Management

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-05-29
S65	Uniform Investment Adviser Law Examination	2002-09-23
S63	Uniform Securities Agent State Law Examination	1999-07-01

S66 Uniform Combined State Law Examination

2009-05-29
S65 Uniform Investment Adviser Law Examination

2002-09-23
S63 Uniform Securities Agent State Law Examination

1999-07-01

Other Names

Tony M Stevens

View on SEC IAPD