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Thomas Albert Bowman

Toth Financial Advisory Corp

Leesburg, VA

CRD 3168402

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Employer firm

Toth Financial Advisory Corp CRD 104952

$1.15B regulatory AUM 655 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)

From the firm’s Form ADV. Read the guides:

Current Employers
Toth Financial Advisory Corp

608 South King Street Suite 300, Leesburg, VA 20175 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2000-06-07
  • VA RA
    APPROVED
    Since 2000-06-07

Branch Locations

608 South King St Suite 300, Leesburg, VA 20175 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Toth Financial Advisory Corp Leesburg VA 05/2000 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-05-06
S63 Uniform Securities Agent State Law Examination 1999-01-25
  • S65 Uniform Investment Adviser Law Examination
    2000-05-06
  • S63 Uniform Securities Agent State Law Examination
    1999-01-25
Other Names
  • Thomas Albert Bowman

View on SEC IAPD

Nearby Firms

BERG FAIRCLOTH INVESTMENT ADVISORS
MCAS
CERITY PARTNERS LLC

Nearby Investors

RICKY LANDON FAIRCLOTH
Daniel Faircloth
ANISE KAYLEY FAIRCLOTH

Nearby Offices

BERG FAIRCLOTH INVESTMENT ADVISORS · LEESBURG, VA
MCAS · LANSDOWNE, VA
CERITY PARTNERS LLC · LANSDOWNE, VA

More in Leesburg, VA

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