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Current Employers
Usaa Investment Services Company

9800 Fredericksburg Road, San Antonio, TX 78288-0227 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2022-02-04
TX RA APPROVED_RES 2022-02-04
  • CO RA
    APPROVED
    Since 2022-02-04
  • TX RA
    APPROVED_RES
    Since 2022-02-04

Branch Locations

One Norterra Drive, Phoenix, AZ 85085 • United States

1855 Telstar Drive, Colorado Springs, CO 80920 • United States

Colorado Springs, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Usaa Financial Planning Services Colorado Springs CO 08/2013 06/2020
Usaa Financial Advisors Inc Colorado Springs CO 03/2017 06/2020
Usaa Investment Management Company Colorado Springs CO 01/2018 06/2020
Usaa Life Insurance Company Colorado Springs CO 08/2018 Present
Usaa Investment Services Company Colorado Springs CO 02/2022 Present
  • 08/2013 → 06/2020
    Usaa Financial Planning Services
    Colorado Springs, CO
  • 03/2017 → 06/2020
    Usaa Financial Advisors Inc
    Colorado Springs, CO
  • 01/2018 → 06/2020
    Usaa Investment Management Company
    Colorado Springs, CO
  • 08/2018 → Present
    Usaa Life Insurance Company
    Colorado Springs, CO
  • 02/2022 → Present
    Colorado Springs, CO
Previous Registrations
Other Businesses

Company Name: : JJN Home Health Agency Inc. Investment related: No Business Address:: 515 Fox Run Circle Colorado Springs CO 80920 Nature of Business: Home Health Agency Position: Parent Family Care Provider Start Date: 02/01/2024 Number of work hours/Month: 70 per month Number of work hours during security trading hours: none Duties: As part of the Colorado Community Connector program, I will be assisting my three sons with special needs in participating in community activities such as sports, recreational, and social events. *********** Company Name: : Aveanna Healthcare Investment related: No Business Address:: 1115 Elkton Drive Nature of Business: Pediatric Home Care Position: Parent CNA Start Date: 02/2020 Number of work hours/Month: 42 weeks Number of work hours during security trading hours: none Duties:As a parent CNA I will be employed by Aveanna as a contractor to provide in home CNA care to my own children with special needs

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-07-17
S63 Uniform Securities Agent State Law Examination 2017-04-26
  • S65 Uniform Investment Adviser Law Examination
    2017-07-17
  • S63 Uniform Securities Agent State Law Examination
    2017-04-26
Other Names
  • Tony Garcia

View on SEC IAPD

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