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Jose Anaya

Empower Advisory Group, LLC

Greenwood Village, CO

Calistoga, CA

CRD 6764255

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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-03-09
  • CA RA
    APPROVED
    Since 2022-03-09

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Calistoga, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Taqueria Santa Rosa Santa Rosa CA 07/2008 04/2017
New York Life Insurance Co. Santa Rosa CA 02/2017 01/2022
Nylife Securities, Llc Santa Rosa CA 01/2018 01/2022
Expedition Financial And Insurance Services Santa Rosa CA 03/2021 01/2022
Empower Financial Services, Inc. Greenwood Village CO 01/2022 Present
  • 07/2008 → 04/2017
    Taqueria Santa Rosa
    Santa Rosa, CA
  • 02/2017 → 01/2022
    New York Life Insurance Co.
    Santa Rosa, CA
  • 01/2018 → 01/2022
    Nylife Securities, Llc
    Santa Rosa, CA
  • 03/2021 → 01/2022
    Expedition Financial And Insurance Services
    Santa Rosa, CA
  • 01/2022 → Present
    Empower Financial Services, Inc.
    Greenwood Village, CO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-02-17
S63 Uniform Securities Agent State Law Examination 2018-06-10
  • S65 Uniform Investment Adviser Law Examination
    2022-02-17
  • S63 Uniform Securities Agent State Law Examination
    2018-06-10
Other Names
  • Jose Eduardo Anaya
  • Jose E Anaya

View on SEC IAPD

Nearby Firms

DODDS WEALTH, LLC
MARSHALL INVESTMENT MANAGEMENT, LLC
AXS CAPITAL, LLC

Nearby Investors

BRENNAN PAUL PATE
JOHN MICHAEL DODDS
Natalie Ford

Nearby Offices

DODDS WEALTH, LLC · GREENWOOD VILLAGE, CO
MARSHALL INVESTMENT MANAGEMENT, LLC · GREENWOOD VILLAGE, CO
AXS CAPITAL, LLC · GREENWOOD VILLAGE, CO

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