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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2025-08-21 |
Branch Locations
1 Music Circle South Suite 330, Nashville, TN 37203 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Tennessee Brokerage, Inc. | Nashville | TN | 09/2012 | Present |
| Ftb Advisors, Inc. | Nashville | TN | 10/2013 | Present |
| Lpl Financial Llc | Nashville | TN | 08/2025 | Present |
1- 08/21/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name First Horizon Advisors - Investment Related - At reported Business Location(s) - Start Date 07/28/2025 - 160 hours per month/ during trading 2- 08/21/2025 - First Horizon - Financial Institution Duty - Relationship Manager-SVP - Investment Related - At Reported Business Location(s) - Start Date 09/12/2012 - 160 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-09-14 |
| S63 | Uniform Securities Agent State Law Examination | 2005-09-23 |
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