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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2024-11-14
TX RA APPROVED_RES 2024-11-14
  • MD RA
    APPROVED
    Since 2024-11-14
  • TX RA
    APPROVED_RES
    Since 2024-11-14

Branch Locations

2333 Baltimore Boulevard Suite B, Finksburg, MD 21048 • United States

9093 Ridgefield Dr Suite 207, Frederick, MD 21701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. Finksburg MD 01/2017 11/2024
Period Of Unemployment Towson MD 08/2016 01/2017
Prudential Insurance Company Of America Finksburg MD 06/2017 Present
Lpl Enterprise, Llc Finksburg MD 11/2024 Present
  • 01/2017 → 11/2024
    Finksburg, MD
  • 08/2016 → 01/2017
    Period Of Unemployment
    Towson, MD
  • 06/2017 → Present
    Prudential Insurance Company Of America
    Finksburg, MD
  • 11/2024 → Present
    Finksburg, MD
Previous Registrations
Other Businesses

1) 08/23/2024 - South Carroll Business Association - We meet monthly for a networking luncheon - Non-Profit Board Member - Inv Related - At FINKSBURG, MD - Start Date 12/21/2018 - 3hrs/mth - 3hrs/mth During Trading 2) 08/23/2024 - McCabe High Over LLC - I created an LLC to deposit my commissions into for tax and liability purposes - Business Entity for Tax/Investment Purposes Only - Inv Related - At FINKSBURG, MD - Start Date 02/01/2023 - 4hrs/mth - 0hrs/mth During Trading 3) 08/23/2024 - Centuria Financial Group - I market my LPL business under this name - DBA for LPL Business (entity for LPL business) - Inv Related - At FINKSBURG, MD - Start Date 08/01/2020 - 160hrs/mth - 150hrs/mth During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-11-16
  • S66 Uniform Combined State Law Examination
    2017-11-16
Other Names
  • Nathaniel David High
  • Nathaniel High

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