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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED | 2024-11-14 |
Branch Locations
2333 Baltimore Boulevard Suite B, Finksburg, MD 21048 • United States
9093 Ridgefield Dr Suite 207, Frederick, MD 21701 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prudential Insurance Company Of America | Finksburg | MD | 10/2008 | Present |
| Pruco Securities, Llc. | Finksburg | MD | 10/2008 | 11/2024 |
| Lpl Enterprise, Llc | Finksburg | MD | 11/2024 | Present |
1. 08/21/2024; CENTURIA FINANCIAL GROUP; DBA for LPL;YES inv related; 160hr/mo non trading; 150 hr/mo trading ; 08/01/2020 2. MCCABE HIGH OVER LLC; Business entity for tax purposes; NOT inv related;4 hr/mo non trading; 0 hr/mo tgrading ; 02/01/2023 NTURIA FINANCIAL GROUP POSITION: Financial Planner NATURE: Finance and Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 08/01/2020 ADDRESS: 2333 Baltimore Blvd, Suite B, Finksburg MD 21048, United States DESCRIPTION: Operating Under Full Service DBA
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-11-21 |
| S63 | Uniform Securities Agent State Law Examination | 2008-11-13 |
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