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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2023-10-02 |
| TX | RA | APPROVED | 2022-07-26 |
Branch Locations
2421 Mccain Blvd, North Little Rock, AR 72116 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Wayzata | MN | 05/2015 | 09/2019 |
| Wells Fargo Clearing Services, Llc | Wayzata | MN | 02/2017 | 09/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Woodbury | MN | 11/2019 | Present |
JH JEWELRY COLLECTION, NOT INV RELATED, MEDINA, MN, 100% OWNERSHIP, START 5/1/2019, ZERO HOURS PER MONTH, ZERO DURING TRADING, BUY AND SELL ACCESSORIES.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-06-30 |
| S65 | Uniform Investment Adviser Law Examination | 2018-10-10 |
| S63 | Uniform Securities Agent State Law Examination | 2017-06-28 |
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