Jen Huang

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2015 → 09/2019
  Wells Fargo Bank, Na
  Wayzata, MN
• 02/2017 → 09/2019
  Wells Fargo Clearing Services, Llc
  Wayzata, MN
• 11/2019 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Woodbury, MN

Previous Registrations

• 2018-10-10 → 2019-09-24
  Wells Fargo Clearing Services, Llc
  Wayzata, MN
  Bloomington, MN

Other Businesses

JH JEWELRY COLLECTION, NOT INV RELATED, MEDINA, MN, 100% OWNERSHIP, START 5/1/2019, ZERO HOURS PER MONTH, ZERO DURING TRADING, BUY AND SELL ACCESSORIES.

Exams

• S66 Uniform Combined State Law Examination
  2022-06-30
• S65 Uniform Investment Adviser Law Examination
  2018-10-10
• S63 Uniform Securities Agent State Law Examination
  2017-06-28

Other Names

• Juan Huang