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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-05-17 |
| MO | RA | APPROVED | 2022-02-07 |
Branch Locations
13358 Manchester Rd Ste 200, Des Peres, MO 63131 • United States
Wildwood, MO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| American United Life | Maryland Heights | MO | 01/2015 | 07/2020 |
| Oneamerica Securities | Maryland Heights | MO | 06/2018 | 07/2020 |
| Lpl Financial Llc | Des Peres | MO | 07/2020 | Present |
1)11/2017 - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - SENIOR ADVANTAGE SOLUTIONS - 25% - NOT INVESTMENT RELATED - WEBSTER, MO 63119 2)01/2018 - LEGAL SHIELD/ID SHIELD - 10% - NOT INVESTMENT RELATED - DES PERES, MO 63131 3)07/2020 - DBA FOR LPL BUSINESS (ENITTY FOR LPL BUSINESS) - YEATON FINANCIAL GROUP, INC - INVESTMENT RELATED - DES PERES, MO 63131 4)07/2020 - NON-VARIABLE INSURANCE - RYAN YEATON - INVESTMENT RELATED - DES PERES, MO 63131 5) 02/08/2022 - Slay the Giant - Not Investment Related - Home Based - Other-Musician - Start Date: 01/30/2022 - 6 Hours Per Month/0 Hours During Securities Trading - Member of a musical group creating, producing, and disseminating musical content for profit. 6) 2/14/2023 - Cornerstone Wealth Portfolios - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 2/1/2023 - 160 Hours Per Month - Time Spent 100% 7) 07/31/2024 - Elite Assurance Team - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 08/01/2024 - 10 Hours Per Month/ During Trading 8) 01/23/2026 - Alpha Solutions - Non-Variable Insurance - Advisor - Investment Related - At Reported Business Location(s) -Start Date 01/16/2026 - 2 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-02-05 |
| S63 | Uniform Securities Agent State Law Examination | 2019-07-13 |
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