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Jose Luis Yanez

Tci Wealth Advisors, Inc.

Tucson, AZ

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Current Employers
Tci Wealth Advisors, Inc.

4011 East Sunrise Drive, Tucson, AZ 85718 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2024-11-18
  • AZ RA
    APPROVED
    Since 2024-11-18

Branch Locations

4011 East Sunrise Drive, Tucson, AZ 85718 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Scottsdale AZ 02/2017 10/2023
Wist Office Products Tucson AZ 09/2016 10/2016
University Of Arizona Tucson AZ 08/2012 12/2016
Doordash Phoenix AZ 05/2021 05/2023
Tci Wealth Advisors, Inc. Tucson AZ 01/2024 Present
  • 02/2017 → 10/2023
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 09/2016 → 10/2016
    Wist Office Products
    Tucson, AZ
  • 08/2012 → 12/2016
    University Of Arizona
    Tucson, AZ
  • 05/2021 → 05/2023
    Doordash
    Phoenix, AZ
  • 01/2024 → Present
    Tucson, AZ
Previous Registrations
Other Businesses

Santa Cruz Valley Heritage Area; Location: 201 N Stone Ave 6th Floor Tucson Arizona 85701 United States; Description: The Santa Cruz Valley National Heritage Area is a community-driven organization dedicated to preserving and celebrating the region's cultural, historic, and natural heritage. Managed locally by the Santa Cruz Valley Heritage Alliance, it fosters projects in historic preservation, conservation, recreation, tourism, and education. ; Position Title: Treasurer; Start date with business: 2025-07-24; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 5; Percentage of total yearly compensation expected to be derived from the business: 0;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-02-12
S66 Uniform Combined State Law Examination 2020-09-02
S63 Uniform Securities Agent State Law Examination 2017-05-05
  • S65 Uniform Investment Adviser Law Examination
    2025-02-12
  • S66 Uniform Combined State Law Examination
    2020-09-02
  • S63 Uniform Securities Agent State Law Examination
    2017-05-05
Other Names
  • Luis Yanez
  • Jose Yanez

View on SEC IAPD

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