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4011 East Sunrise Drive, Tucson, AZ 85718 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2024-11-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 02/2017 | 10/2023 |
| Wist Office Products | Tucson | AZ | 09/2016 | 10/2016 |
| University Of Arizona | Tucson | AZ | 08/2012 | 12/2016 |
| Doordash | Phoenix | AZ | 05/2021 | 05/2023 |
| Tci Wealth Advisors, Inc. | Tucson | AZ | 01/2024 | Present |
Santa Cruz Valley Heritage Area; Location: 201 N Stone Ave 6th Floor Tucson Arizona 85701 United States; Description: The Santa Cruz Valley National Heritage Area is a community-driven organization dedicated to preserving and celebrating the region's cultural, historic, and natural heritage. Managed locally by the Santa Cruz Valley Heritage Alliance, it fosters projects in historic preservation, conservation, recreation, tourism, and education. ; Position Title: Treasurer; Start date with business: 2025-07-24; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 5; Percentage of total yearly compensation expected to be derived from the business: 0;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-02-12 |
| S66 | Uniform Combined State Law Examination | 2020-09-02 |
| S63 | Uniform Securities Agent State Law Examination | 2017-05-05 |
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