Timothy James Mixon

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → Present
  Morgan Stanley Smith Barney
  Alpharetta, GA
• 01/2015 → Present
  Morgan Stanley Private Bank, National Association
  New York, NY

Previous Registrations

• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Alpharetta, GA
• 2003-02-18 → 2007-04-02
  Morgan Stanley Dw Inc.
  Alpharetta, GA
  Alpharetta, GA

Other Businesses

1. GEORGIA NATIONAL GUARD FAMILY SUPPORT FOUNDATION DIRECTOR.3-GA NOLE LLC; WOODSTOCK, GA; MANAGER - RESIDENTIAL REAL ESTATE RENTAL AND MANAGEMENT 4.*53634- GA NOLE LLC; Investment related-Yes; Woodstock, Georgia; Retail/Online Stores,Real Estate; Sole Member (proprietor, partner, officer, director, employee, trustee, agent); 07/2022; During business hours: 0; After business hours: 5;General Management and Mentoring of Son

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-07-02
• S63 Uniform Securities Agent State Law Examination
  1999-02-05

Other Names

• Tim Mixon