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Matthew Richert

Hsbc Securities (Usa) Inc.

Buffalo, NY

Alden, NY

Amherst, NY

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Current Employers
Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2025-09-16
PR RA APPROVED 2025-09-09
AK RA APPROVED 2025-09-08
NC RA APPROVED 2025-09-08
IA RA APPROVED 2025-09-03
MT RA APPROVED 2025-09-03
VI RA APPROVED 2025-09-03
DE RA APPROVED 2025-09-02
ME RA APPROVED 2025-09-02
MD RA APPROVED 2025-09-02
MN RA APPROVED 2025-09-02
UT RA APPROVED 2025-09-02
NM RA APPROVED 2025-08-31
AL RA APPROVED 2025-08-29
KS RA APPROVED 2025-08-29
LA RA APPROVED 2025-08-29
NE RA APPROVED 2025-08-29
GA RA APPROVED 2025-02-03
TX RA APPROVED_RES 2025-01-31
NJ RA APPROVED 2024-12-19
NY RA APPROVED 2024-12-19
  • DC RA
    APPROVED
    Since 2025-09-16
  • PR RA
    APPROVED
    Since 2025-09-09
  • AK RA
    APPROVED
    Since 2025-09-08
  • NC RA
    APPROVED
    Since 2025-09-08
  • IA RA
    APPROVED
    Since 2025-09-03
  • MT RA
    APPROVED
    Since 2025-09-03
  • VI RA
    APPROVED
    Since 2025-09-03
  • DE RA
    APPROVED
    Since 2025-09-02
  • ME RA
    APPROVED
    Since 2025-09-02
  • MD RA
    APPROVED
    Since 2025-09-02
  • MN RA
    APPROVED
    Since 2025-09-02
  • UT RA
    APPROVED
    Since 2025-09-02
  • NM RA
    APPROVED
    Since 2025-08-31
  • AL RA
    APPROVED
    Since 2025-08-29
  • KS RA
    APPROVED
    Since 2025-08-29
  • LA RA
    APPROVED
    Since 2025-08-29
  • NE RA
    APPROVED
    Since 2025-08-29
  • GA RA
    APPROVED
    Since 2025-02-03
  • TX RA
    APPROVED_RES
    Since 2025-01-31
  • NJ RA
    APPROVED
    Since 2024-12-19
  • NY RA
    APPROVED
    Since 2024-12-19

Branch Locations

239 Van Rensselaer Street Floor 2, Buffalo, NY 14210 • United States

Alden, NY • United States

8100 Transit Road Suite 500, Amherst, NY 14221 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 03/2017 12/2018
Northwestern Mutual Investment Services Llc Williamsville NY 12/2017 12/2018
Wegmans Food Markets Depew NY 03/2007 03/2017
Key Bank Lancaster NY 01/2019 12/2024
Key Investment Services, Llc Rochester NY 01/2019 12/2024
Hsbc Bank Usa National Association Buffalo NY 12/2024 Present
Hsbc Securities (Usa) Inc. Buffalo NY 12/2024 Present
  • 03/2017 → 12/2018
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 12/2017 → 12/2018
    Northwestern Mutual Investment Services Llc
    Williamsville, NY
  • 03/2007 → 03/2017
    Wegmans Food Markets
    Depew, NY
  • 01/2019 → 12/2024
    Key Bank
    Lancaster, NY
  • 01/2019 → 12/2024
    Key Investment Services, Llc
    Rochester, NY
  • 12/2024 → Present
    Hsbc Bank Usa National Association
    Buffalo, NY
  • 12/2024 → Present
    Hsbc Securities (Usa) Inc.
    Buffalo, NY
Previous Registrations
Other Businesses

Dual hatted as a Bank Officer for HSBC Bank (USA) N.A., an affiliate of HSBC Securities (USA) Inc., engaging in the sale of bank related products and services. This position will be in conjunction with my current role as a registered representative with HSBC Securities (USA) Inc.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-07-22
S63 Uniform Securities Agent State Law Examination 2018-10-26
  • S66 Uniform Combined State Law Examination
    2021-07-22
  • S63 Uniform Securities Agent State Law Examination
    2018-10-26
Other Names
  • Matthew Richert
  • Matt Richert
  • Matthew J Richert

View on SEC IAPD

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