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527 Wellington Way, Ste 225, Lexington, KY 40503 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2023-08-21 |
Branch Locations
527 Wellington Way, Ste 225, Lexington, KY 40503 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Descanso Gardens | La Canada | CA | 05/2016 | 03/2017 |
| Pasja International, Llc | La Canada | CA | 05/2015 | 08/2023 |
| Morgan Stanley Smith Barney Llc | Lexington | KY | 04/2017 | 08/2023 |
| Morgan Stanley Private Bank, N.A. | New York | NY | 06/2017 | 08/2023 |
| Keystone Financial Group | Lexington | KY | 08/2023 | Present |
| Lpl Financial | Lexington | KY | 08/2023 | Present |
1- 08/2023 / Keystone Financial Group / DBA for LPL Business (entity for LPL business) / Investment Related 2- 08/29/2023 - Keystone Financial Group, LLC - Registered Investment Advisor Hybrid - Advisor - Investment Related - At Reported Business Location(s) - Start Date 08/16/2023 - 160 Hours Per Month/ 6.5 Hours During Trading - I provide investment advisory services through Keystone Financial Group, LLC, an independent investment advisor firm. I started this business activity in 8/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3- 10/16/2024 - Other - Equestrian - Not Investment Related - Lexington, KY - Start Date 10/13/2024 - 12 Hours Per Month/ 4 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-06-23 |
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