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Charlotte Von Claparede-Crola

Ubs Financial Services Inc.

Washington, DC

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2023-01-18
  • DC RA
    APPROVED
    Since 2023-01-18

Branch Locations

1700 M Street Nw 5Th Floor, Washington, DC 20036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Baltimore MD 02/2017 10/2019
Unemployed Floyd VA 10/2016 02/2017
Charlottesville Chamber Music Festival Charlottesville VA 05/2016 10/2016
Janney Montgomery Scott Washington DC 10/2019 07/2021
Ubs Financial Services Washington DC 07/2021 10/2021
Morgan Stanley Smith Barney Llc Washington DC 10/2021 12/2022
Ubs Financial Services Washington DC 01/2023 Present
  • 02/2017 → 10/2019
    Janney Montgomery Scott
    Baltimore, MD
  • 10/2016 → 02/2017
    Unemployed
    Floyd, VA
  • 05/2016 → 10/2016
    Charlottesville Chamber Music Festival
    Charlottesville, VA
  • 10/2019 → 07/2021
    Janney Montgomery Scott
    Washington, DC
  • 07/2021 → 10/2021
    Ubs Financial Services
    Washington, DC
  • 10/2021 → 12/2022
    Morgan Stanley Smith Barney Llc
    Washington, DC
  • 01/2023 → Present
    Ubs Financial Services
    Washington, DC
Previous Registrations
Other Businesses

*523209 - Parish of Christ the King Anglican Catholic Church; Investment related: No; Washington, District of Columbia; Civic/Religious/Community; Organist, not regular (proprietor, partner, officer, director, employee, trustee, agent); 08/2022; During business hours: 0; After business hours: 8; Labor/Service, Other

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-02-01
  • S66 Uniform Combined State Law Examination
    2019-02-01
Other Names
  • Charlotte Sophie Von Claparede-Crola
  • Charlotte Von Claparede-Crola
  • Charlotte Von Claparede-Crola
  • Charlotte Vonclaparde
  • Charlotte S Von Claparede-Crola
  • Charlotte S Von Clapar�De-Crola
  • Charlotte S Von Clapar De-Crola

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