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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-07-15 |
Branch Locations
120 W Lodi Ave, Lodi, CA 95240 • United States
400 Capitol Mall Ste 1700 [Nm-Rbo], Sacramento, CA 95814 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Elk Grove | CA | 05/2014 | 04/2021 |
| Wells Fargo Clearing Services Llc | Elk Grove | CA | 02/2017 | 04/2021 |
| New York Life Insurance Co | Stockton | CA | 04/2021 | 04/2022 |
| Pnc Investments Llc | Lodi | CA | 04/2022 | 07/2024 |
| Wells Fargo Clearing Services, Llc | Sacramento | CA | 07/2024 | Present |
BEAUTY HOUSE ESTHETICS LLC; INV RELATED; STOCKTON, CA; 100% OWNERSHIP WITH SPOUSE; START 04/01/2021; 4 HOURS PER MONTH; 0 HOURS DURING TRADING; BEAUTY SERVICES.; POWER OF ATTORNEY FOR GRANDMOTHER, INV RELATED, STOCKTON, CA, START: 7/10/2021, 4 HOURS A MONTH, 1 HOUR DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-12-07 |
| S63 | Uniform Securities Agent State Law Examination | 2017-12-07 |
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