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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-01-14 |
| VA | RA | APPROVED | 2023-02-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Uber | Washington Dc | DC | 10/2016 | 12/2016 |
| Morgan Stanley Private Bank, National Association | New York | NY | 06/2017 | 10/2019 |
| Morgan Stanley | Rockville | MD | 03/2017 | 10/2019 |
| Whitman Associates | Washington | DC | 09/2016 | 12/2016 |
| Unemployed | Potomac | MD | 01/2017 | 03/2017 |
| Edward Shanahan | Reston | VA | 10/2019 | 01/2022 |
| Northwestern Mutual Investment Services Llc | Reston | VA | 10/2019 | 01/2022 |
| Principal Life Insurance Company | Alexandria | VA | 01/2022 | 12/2022 |
| Principal Securities Inc | Alexandria | VA | 02/2022 | Present |
| Principal Life Insurance Company | Alexandria | VA | 01/2023 | Present |
| Ford And Associates Wealth Management | Alexandria | VA | 01/2023 | Present |
GARRETT FORD POSITION: Associate NATURE: Private Staff INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 02/01/2022 ADDRESS: 100 N. Pitt Street, Suite 400, Alexandria VA 22314, United States DESCRIPTION: I am a private staff employee of Garrett Ford and I assist in day to day activities in relation to account management, client relationship management, and paraplanning support. SELF POSITION: Residence Rental Income NATURE: Real Estate Rental Income INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2023 ADDRESS: 4501 Arlington Blvd Apt 521, Arlington VA 22203, United States DESCRIPTION: I am renting out a bedroom in my Condo. They are not a client, they are a family friend. INSURANCE POSITION: Outside Insurance NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 01/02/2023 ADDRESS: 100 N. Pitt Street, Suite 400, Alexandria VA 22314, United States DESCRIPTION: Writing Life, DI, Annuities, Health, LTC, & Group Products
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-05-26 |
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