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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-01-13 |
| GA | RA | APPROVED | 2022-05-17 |
Branch Locations
1042 Peachtree Industrial Blvd, Suwanee, GA 30024 • United States
1062 Old Peachtree Rd Nw, Lawrenceville, GA 30043 • United States
2055 Sugarloaf Circle [G8-Rbo], Duluth, GA 30097 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America, N.A. | Duluth | GA | 01/2004 | 05/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Duluth | GA | 01/2004 | 05/2022 |
| Wells Fargo Clearing Services, Llc | Atlanta | GA | 05/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-04-26 |
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