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Inactive

Shaun Paul Duffy

The Lloyd Advisory Group

Suwanee, GA

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Current Employers
The Lloyd Advisory Group

3575 Lawrenceville Suwanee Road, Suwanee, GA 30024 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2024-03-11
  • GA RA
    APPROVED
    Since 2024-03-11

Branch Locations

3575 Lawrenceville Suwanee Road, Suwanee, GA 30024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Outback Steakhouse Suwanee GA 11/2006 05/2019
The Llyod Group Suwanee GA 06/2019 02/2024
The Lloyd Group Suwanee GA 02/2024 Present
  • 11/2006 → 05/2019
    Outback Steakhouse
    Suwanee, GA
  • 06/2019 → 02/2024
    The Llyod Group
    Suwanee, GA
  • 02/2024 → Present
    The Lloyd Group
    Suwanee, GA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-02-12
  • S65 Uniform Investment Adviser Law Examination
    2024-02-12

View on SEC IAPD

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Other Investors

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Andrew Jacob Lloyd
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STEVEN OSCAR WYKOFF
Laura Elizabeth Rockas

Other Offices

PREMIER FINANCIAL ADVISORY SERVICES, LLC · SUWANEE, GA
MERSEREAU, LAZENBY & ROCKAS, L.L.C. · SUWANEE, GA
MERSEREAU, LAZENBY & ROCKAS, L.L.C. · SUWANEE, GA
AMERIPRISE FINANCIAL SERVICES, LLC · SUWANEE, GA
STATE FARM INVESTMENT MANAGEMENT CORP. · Suwanee, GA
OSAIC WEALTH, INC. · SUWANEE, GA
LPL FINANCIAL LLC · SUWANEE, GA
CETERA INVESTMENT ADVISERS LLC · SUWANEE, GA

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