William Joseph Vlazny

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/1983 → Present
  Chicago Tax Service Ltd
  Chicago, IL
• 12/1998 → Present
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 10/2001 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 01/2006 → Present
  South Barrington Tax & Financial Services
  South Barrington, IN

Other Businesses

1) CHICAGO TAX & FINANCE SERVICE, LTD; NOT INVESTMENT RELATED; 3260 N CLARK ST, CHICAGO, IL 60657, PREP TAX RETS AND MANAGE FIRM WITH POA FOR IRS AND OTHER TAX MATTERS; SINCE 7/1/83; 40 HOURS/WEEK DURING TRADING HOURS; OWNER 2) ERRE MANAGEMENT, INC., NOT INV REL, REAL ESTATE MGMT, PRESIDENT, CONDUIT TO MANAGE RENTAL PROPERTIES, SINCE 06/2004, 2H/WEEK; 3) SOUTH BARRINGTON TAX & FINANCIAL SERVICES, NOT INV REL, INCOME TAX PREP/BOOKKEEPING WITH POA FOR IRS AND OTHER TAX MATTERS, PRESIDENT, 25H/WK, SINCE 01/2006; 4) NAME OF OTHER BUSINESS: HOLISTIC WEALTH MANAGEMENT GROUP, LTD ; INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES ; START DATE: 08/2020 POSITION/TITLE/RELATIONSHIP: PRESIDENT ; APX NUMBER OF HOURS PER WEEK: 40 ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES: SERVICES OFFERED THROUGH CETERA FINANCIAL SPECIALISTS ; 5) INDIVIDUALIZED FINANCIAL STRATEGIES, HANDLES ALL RECEIPTS/EXPENSES OF FINANCIAL SERV GROUP, SINCE 01/2006, CEO, 20H/WK 6) SOUTH BARRINGTON EXECUTIVE CENTER 14 ASSOCIATION; NOT INVESTMENT RELATED; CONDO ASSOCIATION; 3260 N CLARK ST, CHICAGO, IL 60657; START 7/1/04; 1 HOUR/WEEK AFTER TRADING HOURS; PRESIDENT - MANAGE BUILDING CONDO

Exams

• S63 Uniform Securities Agent State Law Examination
  1999-02-01

Designations

• Certified Financial Planner