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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2006-11-17 |
Branch Locations
1 Executive Ct Suite 4, South Barrington, IL 60010 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2006 | Present |
| Individualized Financial Strategies | South Barrington | IL | 01/2006 | Present |
| Cetera Financial Specialists Llc | Schaumburg | IL | 07/2010 | Present |
1) NAME OF OTHER BUSINESS: HOLISTIC WEALTH MANAGEMENT GROUP, LTD ; INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES ; START DATE: 08/2020 POSITION/TITLE/RELATIONSHIP: VICE-PRESIDENT ; APX NUMBER OF HOURS PER WEEK: 40 ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES: SERVICES OFFERED THROUGH CETERA FINANCIAL SPECIALISTS ;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2010-10-16 |
| S65 | Uniform Investment Adviser Law Examination | 2006-11-16 |
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