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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2012-05-09
IL RA APPROVED 2009-01-02
  • TX RA
    APPROVED
    Since 2012-05-09
  • IL RA
    APPROVED
    Since 2009-01-02

Branch Locations

33 W. Higgins Road Suite 2050, South Barrington, IL 60010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc South Barrington IL 09/2004 Present
Raymond James Financial Services Advisors, Inc South Barrington IL 01/2009 Present
Previous Registrations
  • 2003-01-03 → 2004-10-28
    Guidant Wealth Advisors
    Schaumburg, IL
Other Businesses

(1) Name of Business: Savas Financial, Inc. Address: 33 W Higgins Rd Ste 2050, South Barrington, IL, 60010, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 01/31/2013 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Support company for FA production (2) Name of Business: Savas Sweet Spoonfuls LLC Address: 570 Water's Edge Drive, Unit D, Crystal Lake, IL, 60014, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 02/04/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Member of LLC with 50% ownership. LLC was established on 2/5/24, however the LLC has not yet conducted any business (no assets/liabilities nor any income). LLC entered into a franchise agreement with Menchie's Frozen Yogurt as a licensed operator. The franchise business will be operated by my spouse, Sieglinde Savas, and I will have not have any day-to-day involvement.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-10-31
S63 Uniform Securities Agent State Law Examination 2001-08-30
  • S65 Uniform Investment Adviser Law Examination
    2001-10-31
  • S63 Uniform Securities Agent State Law Examination
    2001-08-30
Designations

View on SEC IAPD

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