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Michael David Heatwole

The Dala Group, LLC

Hoffman Estates, IL

CRD 6120770

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Employer firm

The Dala Group, LLC CRD 291828

$265M regulatory AUM 21 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
The Dala Group, Llc

2800 W. Higgins Rd. Ste. 895, Hoffman Estates, IL 60169 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2018-03-21
TX RA APPROVED 2018-03-21
  • IL RA
    APPROVED
    Since 2018-03-21
  • TX RA
    APPROVED
    Since 2018-03-21

Branch Locations

2800 W. Higgins Rd. Ste. 895, Hoffman Estates, IL 60169 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed, Inc Elgin IL 09/2012 03/2018
The Dala Group, Llc Hoffman Estates IL 03/2018 Present
  • 09/2012 → 03/2018
    Waddell & Reed, Inc
    Elgin, IL
  • 03/2018 → Present
    The Dala Group, Llc
    Hoffman Estates, IL
Previous Registrations
  • 2013-01-08 → 2018-03-27
    Waddell & Reed
    Elgin, IL
    Savage, MN
Other Businesses

Insurance Licensed Life and Health

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-01-07
  • S66 Uniform Combined State Law Examination
    2013-01-07
Designations
  • Certified Financial Planner
Other Names
  • Mike Heatwole

View on SEC IAPD

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