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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2025-04-25 |
Branch Locations
5111 Trenholm Road Suite 100, Columbia, SC 29206 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Mt. Pleasant | SC | 02/2017 | 06/2022 |
| Woodlands Country Club | Columbia | SC | 01/2016 | 11/2016 |
| Self-Employed Tennis Pro | Columbia | SC | 12/2016 | 01/2017 |
| Prudential Insurance Company Of America | Mt. Pleasant | SC | 04/2017 | 06/2022 |
| Wells Fargo Clearing Services, Llc | Lexington | SC | 07/2023 | 04/2025 |
| Wells Fargo Bank, Na | Lexington | SC | 07/2023 | 04/2025 |
| Transamerica | Columbia | SC | 10/2022 | 03/2023 |
| Unemplyed | Columbia | SC | 07/2022 | 10/2022 |
| Unemployed | Columbia | SC | 03/2023 | 07/2023 |
| Lpl Enterprise | Lexington | SC | 04/2025 | Present |
1) 04/21/2025-Prudential Advisors-Financial Professional-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 04/21/2025-160hrs/mth-160hrs/mth during trading 2) 04/21/2025-CAREY WASHINGTON-Financial Professional-Non-Variable Insurance/Insurance Agency-Inv related-At Columbia, SC-160hrs/mth-160hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-09-25 |
| S63 | Uniform Securities Agent State Law Examination | 2017-01-04 |
| S63 | Uniform Securities Agent State Law Examination | 2017-01-04 |
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