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389 Interpace Parkway Suite 3, Parsippany, NJ 07054 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2026-01-29 |
| NC | RA | APPROVED | 2026-01-24 |
Branch Locations
389 Interpace Parkway Suite 3, Parsippany, NJ 07054 • United States
Charlotte, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dimensional Fund Advisors | Austin | TX | 02/2017 | Present |
| The Auxin Group | Hawthorn Woods | IL | 12/2014 | 01/2017 |
| Loyola University Of Chicago | Chicago | IL | 08/2013 | 12/2016 |
| Sax Wealth Advisors, Llc | Parsippany | NJ | 09/2025 | Present |
1) Queen City Greens CLT LLC: Investment-related - No; Home Business; Urban Farming; Owner; 5/31/2025; 5 hrs total; 0 hrs during trading hours; Growing and selling various microgreens. 2) Rapid Drone Pet Recovery - Investment related (Y/N): N - Address: 828 Imperial Court, Charlotte NC 28273 - Nature: Locating lost pets with a thermal drone - Position: Managing Member/Pilot - Start Date: 03/05/2026 -
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-01-24 |
| S63 | Uniform Securities Agent State Law Examination | 2017-09-07 |
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