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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-06-02 |
| MI | RA | APPROVED | 2017-05-26 |
Branch Locations
10850 E Traverse Hwy Ste 5575, Traverse City, MI 49684 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Traverse City | MI | 02/2017 | Present |
| Johnson And Johnson | New Brunswick | NJ | 01/2015 | 12/2016 |
THE CHILDRENS HOUSE MONTESSORI, NOT INV RELATED, TRAVERSE CITY, MI, INVESTMENT POLICY COMMITTEE MEMBER, START 9/27/24, 2 HR PER MONTH, 0 HRS DURING TRADING, REVIEWING CURRENT INVESTMENT POLICY; THE CHILDREN'S HOUSE MONTESSORI ; INV RELATED; TRAVERSE CITY,MI; EMPOWERED LEARNING; FINANCE COMMITTEE MEMBER; START DATE: 10/30/2025; 2 HRS PER MONTH; 0 HRS DURING TRADING; |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-05-26 |
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