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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2021-02-19 |
| TX | RA | APPROVED_RES | 2021-02-18 |
Branch Locations
14321 N. Northsight Blvd., Scottsdale, AZ 85260 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade | Omaha | NE | 02/2017 | 03/2017 |
| Advance Services Inc/Omaha Steaks | Omaha | NE | 01/2017 | 02/2017 |
| Express Employment Professionals/Omaha Steaks | Omaha | NE | 12/2016 | 01/2017 |
| Umb Bank, N.A. | Omaha | NE | 06/2016 | 12/2016 |
| Fedex Office | Omaha | NE | 04/2014 | 10/2016 |
| Securities America, Inc. | La Vista | NE | 06/2017 | 10/2019 |
| Advance Services Inc/Omaha Steaks | Omaha | NE | 04/2017 | 05/2017 |
| Charles Schwab & Co., Inc. | Phoenix | AZ | 11/2019 | 08/2020 |
| The Vanguard Group, Inc. | Scottsdale | AZ | 01/2021 | Present |
| Unemployed | Phoenix | AZ | 09/2020 | 12/2020 |
| Vanguard Marketing Corporation | Scottsdale | AZ | 01/2021 | Present |
| Vanguard Advisers, Inc. | Scottsdale | AZ | 01/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-12-13 |
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