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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DC | RA | APPROVED | 2022-08-30 |
| MD | RA | APPROVED | 2022-08-19 |
| TX | RA | APPROVED | 2022-08-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Bethesda | MD | 02/2017 | 08/2022 |
| Bank Of America | Virginia Beach | VA | 06/2015 | 02/2017 |
| Stifel, Nicolaus & Company, Incorporated | Washington D.C. | DC | 08/2022 | Present |
1.TuanAnh Vu; 11800 Old Georgetown Rd Rockville, MD 20852; Music; Musician; 08/30/1988; 1 Hour per Day; Not During Securities Trading Hours; Not Investment-Related. 2. Entourage Brands, LLC/Drunk Fuit; Hard Seltzer Company; Brand Ambassador; Service employee: 07/03/2023; 2 Hours per Month; Not during securities trading hours; Not Investment-Related. 3. NOVAL-DC; 3706 Massachusetts Ave NW Wasington DC 20016; nonprofit/Vietnamese leadership; Treasurer; making sure checking account is balanced, check writing for the organization; 01/01/2024; 10.00hrs/month; Not during securities trading hours; Not Investment-Related. 4. 1882 Foundation; 508 I St NW Washington, DC 20001; Podcast about Asian culture; Member; Podcast host; 09/15/2025; 2hrs/wk; Not during securities trading hours; Not investment related 4. BNI Tysons Mastermind; 1934 Old Gallows Rd, Unit 350 Vienna VA 22182; Network; Membership Committee; Welcoming guests and providing mentorship for new members; 10/01/2024; 2 hrs/week; During security trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-05-22 |
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