Dennis James Elliott

Current Employers

T. Rowe Price Advisory Services, Inc.

4525 Painters Mills Road, Owings Mills, MD 21117 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2011-08-15

MD RA
APPROVED

Since 2011-08-15

Branch Locations

4515 Painters Mill Road, Owings Mills, MD 21117 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
T. Rowe Price Investment Services, Inc.	Owings Mills	MD	04/2008	Present

04/2008 → Present

T. Rowe Price Investment Services, Inc.

Owings Mills, MD

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-11-16
S63	Uniform Securities Agent State Law Examination	1999-02-16

S66 Uniform Combined State Law Examination

2006-11-16
S63 Uniform Securities Agent State Law Examination

1999-02-16

View on SEC IAPD

Current Employers

T. Rowe Price Advisory Services, Inc.

Disclosures

Employment History

Exams

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