David Alan Dodson

Employer firm

Hampton Rock Wealth Management CRD 331682

$192M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2016 → 09/2018
  Bb&T Bank
  Austin, TX
• 06/2016 → 09/2018
  Bb&T Investment Services, Inc.
  Austin, TX
• 01/2018 → 09/2018
  Bb&T Securities, Llc
  Austin, TX
• 09/2018 → 07/2024
  Oppenheimer & Co.
  Austin, TX
• 07/2024 → Present
  Hampton Rock Wealth Management
  Austin, TX

Previous Registrations

• 2018-09-28 → 2024-08-02
  Oppenheimer & Co. Inc.
  Austin, TX
  Houston, TX
  Dripping Springs, TX
• 2018-01-02 → 2018-09-28
  Bb&T Securities, Llc
  Austin, TX
  Charlotte, NC
• 2016-06-24 → 2018-01-02
  Bb&T Investment Services, Inc.
  Austin, TX
  Charlotte, NC
  Austin, TX
• 2010-04-20 → 2016-06-03
  Salem Partners Wealth Management, Llc
  Los Angeles, CA
• 2002-04-05 → 2006-12-04
  Essential Advisers, Inc.
  Denver, CO

Exams

• S66 Uniform Combined State Law Examination
  2016-08-01
• S65 Uniform Investment Adviser Law Examination
  1999-06-11
• S63 Uniform Securities Agent State Law Examination
  1999-01-05

Designations

• Certified Financial Planner
• Chartered Financial Analyst

Other Names

• David Dodson
• David Alan Dodson
• David A Dodson