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100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-06-14 |
| AZ | RA | APPROVED | 2019-10-03 |
| TX | RA | APPROVED | 2019-10-01 |
Branch Locations
14321 N Northsight Blvd, Scottsdale, AZ 85260 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 02/2017 | Present |
| Arizona State University | Tempe | AZ | 08/2013 | 12/2016 |
| Webpt | Phoenix | AZ | 04/2015 | 10/2016 |
| Self Employed | Scottsdale | AZ | 10/2022 | Present |
| Tier 1 Studios, Llc | Scottsdale | AZ | 04/2016 | Present |
| Vanguard Marketing Corporation | Scottsdale | AZ | 02/2017 | Present |
| Vanguard Advisers, Inc. | Scottsdale | AZ | 10/2019 | Present |
NAME OF BUSINESS: TIER 1 STUDIOS, LLC NON-INVESTMENT-RELATED ADDRESS: SCOTTSDALE, AZ NATURE OF BUSINESS: FILM POSITION: OWNER START DATE: 04/2016 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: FIL PROJECTS NAME OF BUSINESS: SELF-EMPLOYED NON-INVESTMENT-RELATED ADDRESS: SCOTTSDALE, AZ NATURE OF BUSINESS: TRANSPORTATION POSITION: CONTRACTED WITH UBER START DATE: 10/2022 APPROXIMATE HOURS/MONTH: 28 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: TRANSPORTATION
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-09-06 |
| S63 | Uniform Securities Agent State Law Examination | 2017-03-22 |
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