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Anthony Keates Leon

Vanguard Advisers, Inc.

Malvern, PA

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Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2020-01-14
TX RA APPROVED 2020-01-14
  • PA RA
    APPROVED
    Since 2020-01-14
  • TX RA
    APPROVED
    Since 2020-01-14

Branch Locations

100 Vanguard Blvd, Malvern, PA 19355 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Malvern PA 02/2017 Present
Epic Health Services Bala Cynwyd PA 10/2016 12/2016
Bogarts Bar And Grill Springfield PA 08/2015 12/2016
  • 02/2017 → Present
    The Vanguard Group, Inc.
    Malvern, PA
  • 10/2016 → 12/2016
    Epic Health Services
    Bala Cynwyd, PA
  • 08/2015 → 12/2016
    Bogarts Bar And Grill
    Springfield, PA
Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC. (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-01-10
S63 Uniform Securities Agent State Law Examination 2017-03-22
  • S66 Uniform Combined State Law Examination
    2020-01-10
  • S63 Uniform Securities Agent State Law Examination
    2017-03-22
Other Names
  • Anthony Keates Leon
  • Tony Leon
  • Anthony Leon

View on SEC IAPD

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Other Offices

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · MALVERN, PA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · MALVERN, PA
STATE FARM INVESTMENT MANAGEMENT CORP. · Paoli, PA
MVO PRIVATE WEALTH, LLC · MALVERN, PA
LPL FINANCIAL LLC · Malvern, PA
TRAYNOR CAPITAL MANAGEMENT · MALVERN, PA
NORTHEAST ADVISERS, INC. · PAOLI, PA
HARVEST FINANCIAL PARTNERS · PAOLI, PA

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