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Eric Man Kit Lee

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Monterey Park, CA

Rosemead, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-12-15
CA RA APPROVED 2020-10-22
  • TX RA
    APPROVED
    Since 2020-12-15
  • CA RA
    APPROVED
    Since 2020-10-22

Branch Locations

300 N Atlantic Blvd, Monterey Park, CA 91754 • United States

8856 Valley Blvd, Rosemead, CA 91770 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
East West Bank Montebello CA 10/2012 09/2017
Cetera Investment Serivces St Cloud MN 11/2015 09/2017
Hsbc Bank Usa Na Arcadia CA 09/2017 06/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Rosemead CA 07/2019 Present
Bank Of America, N.A. Rosemead CA 07/2019 Present
  • 10/2012 → 09/2017
    East West Bank
    Montebello, CA
  • 11/2015 → 09/2017
    Cetera Investment Serivces
    St Cloud, MN
  • 09/2017 → 06/2019
    Hsbc Bank Usa Na
    Arcadia, CA
  • 07/2019 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Rosemead, CA
  • 07/2019 → Present
    Bank Of America, N.A.
    Rosemead, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-10-21
S63 Uniform Securities Agent State Law Examination 2019-05-25
  • S66 Uniform Combined State Law Examination
    2020-10-21
  • S63 Uniform Securities Agent State Law Examination
    2019-05-25
Other Names
  • Eric Man Kit Lee
  • Eric Lee
  • Man Kit Lee

View on SEC IAPD

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Other Offices

CETERA INVESTMENT ADVISERS LLC · MONTEREY PARK, CA
J.P. MORGAN SECURITIES LLC · MONTEREY PARK, CA
CETERA INVESTMENT ADVISERS LLC · MONTEREY PARK, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · MONTEREY PARK, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · MONTEREY PARK, CA
CITIGROUP GLOBAL MARKETS INC. · Monterey Park, CA
EQUITABLE ADVISORS, LLC · ALHAMBRA, CA
KCLLC · ALHAMBRA, CA

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