Eric Man Kit Lee

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2012 → 09/2017
  East West Bank
  Montebello, CA
• 11/2015 → 09/2017
  Cetera Investment Serivces
  St Cloud, MN
• 09/2017 → 06/2019
  Hsbc Bank Usa Na
  Arcadia, CA
• 07/2019 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Rosemead, CA
• 07/2019 → Present
  Bank Of America, N.A.
  Rosemead, CA

Exams

• S66 Uniform Combined State Law Examination
  2020-10-21
• S63 Uniform Securities Agent State Law Examination
  2019-05-25

Other Names

• Eric Man Kit Lee
• Eric Lee
• Man Kit Lee