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100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2026-03-23 |
| TX | RA | APPROVED | 2026-03-20 |
Branch Locations
14321 N Northsight Blvd, Scottsdale, AZ 85260 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 10/2022 | 10/2024 |
| Lemonade, Inc. | Scottsdale | AZ | 06/2020 | 08/2022 |
| James River Insurance | Scottsdale | AZ | 08/2017 | 07/2020 |
| Arizona State University | Tempe | AZ | 08/2012 | 05/2017 |
| Alb Industries | Tempe | AZ | 08/2022 | 10/2022 |
| Fisher Invesstments | Camas | WA | 11/2024 | 01/2026 |
| The Vanguard Group, Inc. | Scottsdale | AZ | 03/2026 | Present |
| Vanguard Marketing Corporation | Scottsdale | AZ | 03/2026 | Present |
| Vanguard Marketing Corporation | Scottsdale | AZ | 10/2022 | 10/2024 |
| Vanguard Advisers, Inc. | Scottsdale | AZ | 03/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-01-09 |
| S63 | Uniform Securities Agent State Law Examination | 2023-06-01 |
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