Aaron Brian Graham

Employer firm

Ag Financial CRD 140226

$103M regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2005 → Present
  United Planners Financial Services
  Scottsdale, AZ
• 03/2006 → Present
  Ag Financial, Llc
  Salt Lake City, UT
• 01/2006 → Present
  Aaron Graham
  Salt Lake City, UT

Previous Registrations

• 2006-02-02 → 2006-04-11
  G2 Financial Group, Llc
  Salt Lake City, UT
• 2004-06-07 → 2005-05-12
  Raymond James Financial Services, Inc.
  Scottsdale, AZ
• 2001-10-02 → 2004-02-03
  Ubs Financial Services Inc.
  Salt Lake City, UT

Other Businesses

1.) AG FINANCIAL, LLC - REP/ADVISOR - INSURANCE, FINANCIAL AND INVESTMENT ADVISOR SERVICES - SALT LAKE CITY UT, SINCE 03/2006 - 2.) AG FINANCIAL - FOUNDER & PRINCIPAL - REGISTERED INVESTMENT ADVISOR - SALT LAKE CITY, UT - SINCE 01/2006 - INVESTMENT RELATED 3.) AG FINANCIAL LLC - DBA NAME FOR MARKETING PURPOSES ONLY - SALT LAKE CITY, UT - SINCE 09/2019 - INVESTMENT RELATED 4.) AARON GRAHAM - INDEPENDENT INSURANCE AGENT - INDEPENDENT INSURANCE AGENT - SALT LAKE CITY, UT - SINCE 01/2006 - INVESTMENT RELATED

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-03-10
• S63 Uniform Securities Agent State Law Examination
  1999-02-25

Other Names

• Aaron Brian Graham