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Emergent Global Investments CRD 290875
$22.6M regulatory AUM 3 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2020 Ponce De Leon Blvd Ste 1101, Coral Gables, FL 33134 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-08-25 |
| TX | RA | APPROVED_RES | 2024-04-09 |
| NY | RA | APPROVED | 2021-10-05 |
Branch Locations
2020 Ponce De Leon Blvd Ste 1101, Coral Gables, FL 33134 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Aguila Asset Management | Miami Beach | FL | 11/2012 | 12/2016 |
| Emergent Global Consulting, Llc | Miami | FL | 02/2012 | Present |
| Emergent Global Investments | Miami | FL | 07/2017 | Present |
| Emergent Global Securities, Llc | Coral Gables | FL | 02/2025 | Present |
| Lpl Financial Llc | Fort Mill | SC | 07/2025 | Present |
1- 07/15/2025 - Emergent Global Consulting - Business Entity For Tax/Investment Purposes Only - Not Investment Related - Coral Gables, FL - Start Date 02/22/2012 - 0 hours per month/ during trading 2) 07/16/2025 - North Atlantic Civil - Not Investment Related - Business Owner - Start Date:04/18/2025 - 0 Hrs/Mth - 0 Hrs During Trading. 3) 07/16/2025 - Emergent Global Securities - Investment Related - Business Entity For Tax/Investment Purposes Only - Start Date:02/25/2025 - 20 Hrs/Mth - 20 Hrs During Trading. 4) 07/16/2025 - Emergent Global Technologies - Not Investment Related - Business Entity For Tax/Investment Purposes Only - Start Date:10/19/2018 - 0 Hrs/Mth - 0 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-02-11 |
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