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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2025-08-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade | Omaha | NE | 02/2017 | 03/2021 |
| Unemployed | Waterloo | NE | 11/2016 | 02/2017 |
| Allied Oil & Tire Co. | Omaha | NE | 11/2015 | 10/2016 |
| Fbl Financial Group | West Des Moines | IA | 03/2021 | 11/2021 |
| Fbl Marketing Services | West Des Moines | IA | 03/2021 | 11/2021 |
| Unemployed | Waterloo | NE | 11/2021 | 05/2022 |
| Securities America, Inc. | Blair | NE | 05/2022 | 06/2024 |
| Securities America Advisors | Blair | NE | 05/2022 | 06/2024 |
| Osaic Wealth, Inc. | Arlington | NE | 06/2024 | 07/2025 |
| Osaic Wealth, Inc. | Arlington | NE | 06/2024 | 07/2025 |
| Charles Schwab & Co., Inc | Omaha | NE | 08/2025 | Present |
Madison Avenue Dairy Queen/ Food/Beverage Production/ My wife owns and operates Madison Ave Dairy Queen in Council Bluffs, IA. I help out on the back end with payroll, but I am not compensated for doing so. I am not on the payroll or compensated for any role or title/ 1836 Madison Ave Council Bluff IA 51503/start date June 1, 2024/ hours per month less than 20/
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-04-03 |
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