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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2021-10-19
TX RA APPROVED 2017-08-07
ND RA APPROVED 2017-05-18
  • MN RA
    APPROVED
    Since 2021-10-19
  • TX RA
    APPROVED
    Since 2017-08-07
  • ND RA
    APPROVED
    Since 2017-05-18

Branch Locations

51 Broadway, Fargo, ND 58102-4970 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Fargo ND 02/2017 Present
Seeking Employment Moorhead MN 08/2016 02/2017
  • 02/2017 → Present
    Ubs Financial Services
    Fargo, ND
  • 08/2016 → 02/2017
    Seeking Employment
    Moorhead, MN
Other Businesses

I am a 25% non-active owner of an apparel company my wife started called, Teags & Ry LLC. (1561 36th ave s, Moorhead, MN 56560) I am not actively involved with any decisions of the business. I spend 0 hours working on this business. My name is on the loan, and that is all. The business is not profitable and is still repaying their initial loan. The initial loan was from 2012./Teags & Ry / 1561 36th Ave S Moorhead,MN 56560 / Partnership/ Retailers (Apparel, Food, General) / Sell clothing and other apparel such as bags, blankets and pillows / Partner / / No duties. Inactive partner only. / Start Date 1/1/2013 /

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-05-16
  • S66 Uniform Combined State Law Examination
    2017-05-16

View on SEC IAPD

Other Firms

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