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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2024-11-14
ND RA APPROVED 2024-11-14
  • MN RA
    APPROVED
    Since 2024-11-14
  • ND RA
    APPROVED
    Since 2024-11-14

Branch Locations

1630 1St Ave. N, Fargo, ND 58102 • United States

600 Highway 169 Suite 1000, St Louis Park, MN 55426 • United States

1401 College Way, Fergus Falls, MN 56537 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Fergus Falls MN 01/2009 11/2020
Thrivent Financial For Lutherans Appleton WI 05/2009 11/2020
Prudential Insurance Company Of America St Louis Park MN 11/2020 Present
Pruco Securities, Llc. St Louis Park MN 11/2020 11/2024
Lpl Enterprise, Llc St. Louis Park MN 11/2024 Present
Previous Registrations
Other Businesses

1.08/23/2024; Investment products and services are offered through LPL Enterprise LLC using the DBA/trade name True North Financial Group; Investment Related; at Reported Business Location(s); Start Date 10/12/2022; 0hrs/mth; 0hrs during trading 2.08/23/2024; K&K Properties, LLC; Business Entity For Tax/Investment Purposes Only; Investment Related; at Reported Business Location(s); Start Date 07/15/2014; 2hrs/mth; 0hrs during trading 3.08/25/2026; Kurt Nygaard; Other; Not Investment Related; at Reported Business Location(s); Start Date 09/01/2026; 4hrs/mth; 0hrs during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-05-13
  • S66 Uniform Combined State Law Examination
    2009-05-13

View on SEC IAPD

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