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Current Employers
Thrivent Advisor Network, Llc

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2020-07-02
  • MN RA
    APPROVED
    Since 2020-07-02

Branch Locations

600 Portland Avenue South, Minneapolis, MN 55415 • United States

150 South Fifth Street Suite 2858, Minneapolis, MN 55402 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc North Oaks MN 01/2012 06/2020
Thrivent Advisor Network Dba Tm3 Wealth Minneapolis MN 06/2020 Present
Purshe Kaplan Sterling Investments Albany NY 09/2021 07/2024
Panino's North Oaks MN 08/2021 12/2021
Thrivent Investment Management Inc Minneapolis MN 08/2024 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-09-18
S63 Uniform Securities Agent State Law Examination 2006-11-29
  • S65 Uniform Investment Adviser Law Examination
    2007-09-18
  • S63 Uniform Securities Agent State Law Examination
    2006-11-29
Other Names
  • Patricia Ann Smude
  • Patricia Ann Smude
  • Patricia Ann Keehr
  • Patricia A Keehr

View on SEC IAPD

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